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The intrinsic Hamiltonian for an A-nucleon system is formulated as
$ H=\sum\limits_{i<j}^{A}\left(\frac{({\boldsymbol{p}}_{i} - {\boldsymbol{p}}_{j})^2}{2m A} + v_{i j}^{NN}\right)+\sum\limits_{i<j<k}^{A} v_{i j k}^{3 N}, $
(1) where
$ {\boldsymbol{p}} $ is the momentum of nucleons in the laboratory, m is the nucleon mass, and$v^{NN}$ and$v^{3N}$ are the$ NN $ and$ 3N $ interactions, respectively. The Hamiltonian, initially expressed in terms of nucleon momentum and interactions, is reformulated using normal-ordered operators, predominantly truncated at the two-body level. This reformulation ingeniously incorporates the$ 3N $ interaction effects within the two-body framework, streamlining the computational complexity.In this study, we employ two sets of
$ NN+3N $ chiral forces, i.e., EM1.8/2.0 [46, 47] and$ NN+3N $ (lnl) interactions [38]. The EM1.8/2.0 interaction is composed of a next-to-next-to-next-to-leading order (N$ ^3 $ LO)$ NN $ interaction [48] softened by the similarity renormalization group (SRG) evolution with a momentum resolution scale of$ \lambda = $ 1.8 fm$ ^{-1} $ and a next-to-next-to-leading order (N$ ^2 $ LO) nonrenormalized three-nucleon force (3NF) with a momentum cutoff of$ \Lambda = $ 2.0 fm$ ^{-1} $ . The 3NF is fitted to the$ ^3 $ H binding energy and$ {^4} $ He charge radius based on the soften SRG$ \lambda = $ 1.8 fm$ ^{-1} \;\; NN $ interaction [46, 47]. The$ NN+3N $ (lnl) interaction incorporates both local and nonlocal$ 3N $ regulators (lnl) and refits$ 3N $ parameters for$ A = 2, 3, 4 $ nuclei based on the bare N$ ^3 $ LO$ NN $ potential [38]. In this study, we adopt a large SRG scale of$ \lambda = $ 2.6 fm$ ^{-1} $ for the$ NN $ interaction [48] and neglect the induced 3NF. For the$ 3N $ part of the$ NN+3N $ (lnl) interaction, the bare interaction is adopted in the actual calculations. These interactions accurately reproduce the ground state energies and predict drip lines in light to medium mass nuclei, which have been extensively validated for various isotopic chains [47, 49−51]. Our computational analysis is executed within a spherical harmonic-oscillator basis including up to$ e_{\rm max}= 2n + l = 14 $ and limits the three-body matrix elements to$ E_{3\rm max} = 14 $ . The oscillator frequency of$ \hbar w $ is fixed at 16 MeV.The VS-IMSRG is used to decouple the normal-ordered Hamiltonian from the large Hilbert space to a small valence space. This is achieved by solving the flow equation,
$ \frac{{\rm d}H(s)}{{\rm d}s}=[\eta(s),H(s)], $
(2) with an anti-Hermitian generator,
$ \eta(s)\equiv\frac{{\rm d}U(s)}{{\rm d}s}U^{\dagger}(s)=-\eta^{\dagger}(s). $
(3) The Magnus formulation of the VS-IMSRG [39, 52] is adopted to construct an approximate unitary transformation to decouple the 28O core. Subsequently, we construct a valence-space Hamiltonian for valence protons in the
$ sd $ shell and valence neutrons in the$ pf $ shell, effectively reducing the complexity of the full A-body problem. In our previous study [42], we employed the valence space Hamiltonian to study the deformations in 40Mg, 42Si, and 44S$ N=28 $ isotones, which agreed well with the experimental data. This approach is refined using the ensemble normal-ordering (ENO) technique detailed in Ref. [53]. The VS-IMSRG code of Ref. [54] is utilized for that matter. In practical calculations, the Magnus formalism is employed with all operators truncated at the two-body level [52]. Finally, we employ the KSHELL shell-model code [55] for the final diagonalization of valence space Hamiltonians. -
Spectroscopic studies of odd-A and odd-odd nuclei are critical in validating single-particle structures and refining theoretical models. Neutron-rich P, Cl, and K isotopes, featuring proton holes in the
$ sd $ shell, are of particular interest to elucidate single-particle structures in this notable region of the nuclide chart. Our study begins with calculations of the energy spectrum for odd-A nuclear isotopes with the VS-IMSRG using two sets of$ NN+3N $ chiral interaction, i.e.,$ NN+3N $ (lnl) and EM1.8/2.0 interactions. Before discussing the results of energy spectrum calculations, we assess the effect of the 3NF on the low-lying energy spectra using 47K as an example. We compare the results of calculations using the$ NN+3N $ (lnl) interaction without the inclusion of the 3NF (labeled NN), the full$ NN+3N $ (lnl) interaction, the EM1.8/2.0 interaction, and the available experimental data [56]. The results are presented in Fig. 1. The calculated ground state without the 3NF exhibits significant discrepancies compared to the experimental data. The incorporation of the 3NF into the VS-IMSRG calculations significantly enhances the consistency of the calculated results with the experimental data. This comparison clearly underscores the importance of including the 3NF in energy spectrum calculations and validates the significant contribution of the 3NF in enhancing the accuracy of spectral calculations.Figure 1. (color online) Calculated spectra of 47K with and without the 3NF for the
$ NN+3N $ (lnl) interaction, along with experimental data [56] and results from the EM1.8/2.0$ NN+3N $ interaction.In the following calculations, we present only the results considering the 3NF. The results of low-lying spectra of the neutron-rich odd-A P, Cl, and K isotopes are shown in Figs. 2, 3, and 4, respectively. Moreover, the available experimental data are shown for comparison.
The ground state spin and parity of odd-A nuclei can reflect the primary configuration of the last odd nucleon within the shell model framework. In the neutron-rich P isotopes, the shell model traditionally predicts a
$ 1/2^+ $ ground state, corresponding to the last odd proton occupying the$ \pi 1s_{1/2} $ orbit under normal orbital ordering. Our ab initio VS-IMSRG calculations, utilizing two sets of$ NN+3N $ interactions, agree well with the available experimental data, particularly for the low-lying states of 39P, where both interactions align closely with the experimental data [58]. Notably, results from the$ NN+3N $ (lnl) and EM1.8/2.0 interactions are nearly identical, with the notable exception of the low-lying states of 43P, where the EM1.8/2.0 interaction predicts a$ 3/2^+ $ ground state, in contrast to the experimental value of$ 1/2^+ $ [58]. The experimental data on the low-lying states of the neutron-rich P isotopes remain sparse, yet both our calculations and available experimental evidence, except for 43P using the EM1.8/2.0 potential, consistently indicate a$ 1/2^+ $ ground state for odd-A$ ^{37-45} $ P isotopes. However, the energy level splitting between$ E(1/2^+_1) $ and$ E(3/2^+_1) $ decreases from 37P to 45P. Similar results are obtained in large-scale shell model calculations [63]. Both two$ NN+3N $ interactions predict that the ground state of 45P is$ 1/2^+ $ , whereas experimental data are lacking.Extending the analysis to Cl (
$ Z=17 $ ) isotopes, a notable uncertainty surrounds the energy spectrum, particularly in isotopes such as$ ^{41,43,45,47} $ Cl. Neutron-rich Cl isotopes are of particular interest because the experimental data suggest that energy levels of$ 1/2^+_1 $ and$ 3/2^+_1 $ states initially reverse with increasing neutron number and then return to the natural order. As shown in Fig. 3, the predictions of the energy order of the low excited states of the Cl isotopes by both interactions are almost identical, except for 41Cl. Note that 39Cl with$ N=22 $ exhibits the expected spin-parity with a$ 3/2^+ $ ground state. However, this changes in 41Cl, where a$ 1/2^+ $ ground state is favored [61, 64, 65]. This inference is obtained from observed decay patterns in lighter isotopes, where the yrast$ 5/2^+_1 $ level predominantly decays to the$ 3/2^+_1 $ state, seldom to the$ 1/2^+_1 $ level. Support for a$ 1/2^+_1 $ assignment in 41Cl also comes from the β-decay of 41S [66]. The results correspond with the VS-IMSRG calculations using the EM1.8/2.0 interaction. For 45Cl, the experimental data of Ref. [67] have suggested that the ground state is$ 1/2^+_1 $ , while recent studies suggest a shift toward a$ 3/2^+_1 $ ground state [59]. The new results with$ 3/2^+_1 $ ground state for 45Cl are consistent with our VS-IMSRG calculations with both sets of$ NN+3N $ interactions. Similarly, for 43Cl, robust evidence from in-beam γ spectroscopy after fragmentation strongly indicates an inverted$ 1/2^+_1 $ ground state [67], which also corresponds with the VS-IMSRG predictions. Moreover, our VS-IMSRG calculations reproduce the experimental$ 3/2_1^+ $ and$ 1/2_1^+ $ energy splitting gaps well. Note that the energy level order of 43Cl predicted using the VS-IMSRG agrees with the experimental data. In addition, the VS-IMSRG predicts a$ 3/2^+_1 $ ground state for 47Cl, consistent with the experimental results in Ref. [59].Neutron-rich K isotopes have attracted considerable interest both experimentally and theoretically [37, 68−70]. For K isotopes, the calculations with the
$NN+ 3N$ (lnl) and EM1.8/2.0 interactions closely produce the energy level of low-lying states, and the results agree with the experimental data. For example, the predicted excitation energies for the$ 5/2_1^+ $ state for 49K agree well with experimental evidence. Furthermore, a potential undetected$ 3/2_2^+ $ state lying above it is suggested in our ab initio calculations, which is missed in experiments. The inversion and restoration of the ground state spin-parity also occur in K isotopes as the neutron number increases up to$ N=40 $ . Experiments have confirmed that the ground state of$ ^{47,49} $ K is$ 1/2^+ $ [29, 32, 37], and it changes to$ 3/2^+ $ in nearby odd-A K isotopes. Our ab initio VS-IMSRG calculations using both$ NN+3N $ (lnl) and EM1.8/2.0 interactions agree well with the experimental data, particularly the ground state spin-parities and energy splittings of the$ 3/2_1^+ $ and$ 1/2_1^+ $ states for K isotopes. The large-scale shell model calculations with SDPF-NR interaction predict the ground state of 49K as$ 1/2^+ $ , while the calculations with SDPF-U and SDPF-MU interactions predict a$ 3/2^+ $ ground state [29]. Our ab initio calculations with both sets of$ NN+3N $ interactions indicate a ground state of 49K as$ 1/2^+ $ . Additionally, higher excited states are predicted by our calculations for the neutron-rich odd-A P, Cl, and K isotopes, which will offer insights for future experimental endeavors.The variation in ESPEs as a function of neutron number N or proton number Z is crucial for understanding shell evolution, as emphasized in Refs. [6, 23]. Shell model calculations have highlighted the importance of central and tensor forces in altering the
$ N=20 $ and$ N=28 $ shell gaps, particularly noting the significant impact of tensor forces on the energy shift of spin-orbit partners [6, 25]. The evolution for the$ 3/2_1^+ $ and$ 1/2_1^+ $ states in the neutron-rich odd-A P, Cl, and K isotopes is of particular interest for understanding the nuclear structure, which is attributed to the evolution of$ \pi 0d_{3/2} $ and$ \pi 1s_{1/2} $ single-particle states. To elucidate the shell evolution in the neutron-rich P, Cl, and K isotopes, we comprehensively analyze the ESPEs for the proton single particle state based on the effective valence-space Hamiltonian derived from the VS-IMSRG.The calculated ESPEs are depicted in Fig. 5. The energy gap of
$ \pi 0d_{5/2} $ and$ \pi 1s_{1/2} $ relative to$ \pi 0d_{3/2} $ single-particle states is presented, which can reveal significant shifts in orbital energy splitting as N increases. Specifically, the neutron-rich P, Cl, and K isotopes exhibit nearly identical variations in the orbital gaps between$ \pi 0d_{3/2} $ and$ \pi 0d_{5/2} $ across the neutron numbers$ N=22-40 $ . Furthermore, the gaps between the$ \pi 1s_{1/2} $ and$ \pi 0d_{3/2} $ orbits display a similar pattern in the neutron-rich P, Cl, and K isotopes. They initially decrease and then increase with the addition of neutrons, stabilizing once at$ N \geq 32 $ . Shell model calculations have suggested that the decrease in the shell gap between$ \pi 1s_{1/2} $ and$ \pi 0d_{3/2} $ is mainly affected by the tensor force [71]. It is important to note that around$ N=28 $ , the energies of the$ \pi 0d_{3/2} $ and$ \pi 1s_{1/2} $ orbits are nearly degenerate, which form a pseudo-$ S U$ 3 doublet that enhances the quadrupole correlations of the configurations with open-shell neutrons [33]. Notably, beyond$ N=28 $ , the shell gap increases, regaining its standard order. Furthermore, our VS-IMSRG calculations are compared to the results from the Gorkov-Green's functions theory [72] and shell model calculations with SDPF-MU interaction. In the Gorkov-Green’s functions theory, the ESPEs of$ \pi 0d_{3/2} $ and$ \pi 1s_{1/2} $ recall the fragmented$ 3/2^+ $ and$ 1/2^+ $ strengths derived from one-proton addition and removal processes on neighboring Ca isotones [73]. This comparison reveals a consistency in the evolutionary trends of ESPEs predicted using the VS-IMSRG and Gorkov-Green's function theory, particularly beyond$ N=26 $ . Compared to the shell model results, derived from the Ca isotope chain, both methods indicate the disappearance of magic number$ Z=16 $ at$ N=28 $ . Notably, beyond$ N=28 $ , the shell model results closely correspond with those obtained using the EM1.8/2.0 interaction.Figure 5. (color online) ESPEs of the
$ \pi 0d_{5/2} $ ,$ \pi 1s_{1/2} $ , and$ \pi 0d_{3/2} $ orbits in P, Cl, and K isotopes for$ N=22-40 $ , calculated using$ NN+3N $ (lnl) and EM1.8/2.0 interactions (dashed lines). Furthermore, the calculated ESPEs for K isotopes from the Gorkov-Green’s functions theory (green blank square dotted lines) and the shell model with SDPF-MU interaction (green dotted lines), as reported in Refs. [72, 71] are shown for comparison.Note that the EM1.8/2.0 interaction produces
$ \pi 0d_{3/2} $ and$ \pi 1s_{1/2} $ orbits that are inverted at$ N=28 $ , with a crossover in the ESPEs in the neutron-rich Cl and K isotopes. However, the VS-IMSRG predicts the 45Cl ground state to be$ 3/2^+ $ . Although the ESPE provides a preliminary framework for nuclear energy levels, the interactions between nucleons and the collective effects resulting from them play a decisive role in the actual occupation and formation of the ground state of the nucleus [25]. Interestingly, although the$ NN+3N $ (lnl) calculations do not exhibit a crossover between the$ \pi 1s_{1/2} $ and$ \pi 0d_{3/2} $ orbits for the neutron-rich P, Cl, and K isotopes, the VS-IMSRG calculations correctly predict the experimental energy level inversion at 47K and 51K for K isotopes and at 41Cl for Cl isotopes. Notably, the calculated ESPEs clearly show the evolution of proton shells, in which the$ Z=14 $ sub-shell exists, whereas the$ Z=16 $ shell disappears in the neutron-rich P, Cl, and K isotopes in the vicinity of$ N=28 $ .For the 3NF, this analysis shows its contributions to shell evolution. Figure 6 (a) depicts the ESPE of the K isotope chain for
$ N=20-28 $ with and without the 3NF for the$ NN+3N $ (lnl) interaction. Considering only the$ NN $ interaction, a pronounced energy gap exists between the$ 0d_{3/2} $ and$ 1s_{1/2} $ orbits, preserving the sub-shell at$ Z=16 $ , which contradicts the ground-state level inversion observed in 47K [56]. This implies that the calculations relying solely on the$ NN $ interaction are insufficient to account for the shell evolution, particularly for the disappearance of the magic number at$ Z=16 $ . Conversely, incorporating the 3NF addresses this limitation by elevating the ESPEs. As the neutron number increases, the energy gap at$ Z=16 $ diminishes, establishing the foundation for the disappearance of the shell structure at$ N=28 $ and underscoring the importance of the 3NF in describing shell evolution. Moreover, through the application of the spin-tensor decomposition method [25, 71, 74], we can isolate different components of the effective$ NN $ interaction, facilitating a qualitative analysis of contributions of specific components to the evolution of the ESPE. Figure 6 (b) compares the calculated ESPEs with and without considering tensor forces based on the effective Hamiltonian derived from the$ NN+3N $ (lnl) interaction. The$ 0d_{5/2} $ orbit is more significantly impacted by tensor forces compared to the$ 1s_{1/2} $ orbit, highlighting the significant influence of tensor forces on spin-orbit splitting. When tensor forces are considered, the$ 0d_{3/2} $ and$ 1s_{1/2} $ orbits become almost degenerate at$ N=28 $ , with an energy gap of only 0.228 MeV. This suggests the disappearance of the magic number at$ Z=16 $ and agrees with the energy spectra results. The omission of tensor forces results in an increased shell gap between the$ 0d_{5/2} $ and$ 1s_{1/2} $ orbits up to 2 MeV, emphasizing the influence of tensor forces on shell evolution. Similar scenarios occur in the P and Cl isotopes, in which the 3NF and tensor forces play important roles in shell evolution.Figure 6. (color online) Calculations of ESPEs for K isotope chains utilizing the NN+3N (lnl) interaction: (a) Cases with and without the 3NF; (b) comparison of the calculations with and without tensor forces.
Furthermore, a significant decrease in the energy gap of the
$ 1s_{1/2} $ and$ 0d_{3/2} $ orbits at$ N=28 $ is observed in the K isotopes, as shown in Fig. 6 (a), which is absent in the same calculations with only$ NN $ interactions. Moreover, the influence of tensor forces for the significant decrease in the energy gap is considered negligible, as depicted in Fig. 6 (b). To further understand the mechanism, we calculate the average occupations of valence nucleons for the K isotopes with and without 3N forces, as presented in Table 1. These results show that as the neutron number increases, the valence neutrons sequentially fill the$ \nu 0f_{7/2} $ orbit in K isotopes. Notably, at$ N=28 $ , a sudden increase occurs in the occupancy of the$ \pi 0d_{3/2} $ orbit, accompanied by a concurrent decrease in occupancy for the$ \pi 1s_{1/2} $ orbit. The attraction of the$ \nu 0f_{7/2} $ orbit toward both the$ \pi 0d_{3/2} $ and$ \pi 1s_{1/2} $ orbits implies that the enhanced occupancy of the$ \pi 0d_{3/2} $ orbit results in a more pronounced reduction in its energy compared to the$ \pi 1s_{1/2} $ orbit, leading to the degeneracy of the$ \pi 0d_{3/2} $ and$ \pi 1s_{1/2} $ orbits and a significant decrease in the energy gap of the$ 1s_{1/2} $ and$ 0d_{3/2} $ orbits.$ \pi 0d_{5/2} $ $ \pi 0d_{3/2} $ $ \pi 1s_{1/2} $ $ \nu 0f_{7/2} $ $ \nu 0f_{5/2} $ $ \nu 1p_{3/2} $ $ \nu 1p_{1/2} $ $ NN+3N $ $ NN $ $ NN+3N $ $ NN $ $ NN+3N $ $ NN $ $ NN+3N $ $ NN $ $ NN+3N $ $ NN $ $ NN+3N $ $ NN $ $ NN+3N $ $ NN $ 41K 5.994 5.999 3.028 3.040 1.978 1.962 1.894 1.982 0.034 0.005 0.063 0.011 0.010 0.002 43K 5.961 5.985 3.074 3.025 1.965 1.990 3.784 3.491 0.082 0.050 0.117 0.437 0.017 0.023 45K 5.952 5.982 3.076 3.065 1.972 1.952 5.653 5.348 0.128 0.087 0.195 0.533 0.024 0.032 47K 5.973 5.992 3.777 3.118 1.250 1.890 7.485 6.942 0.112 0.115 0.377 0.886 0.027 0.058 Table 1. Calculated average occupancies of valence nucleons for K isotope using only
$ NN $ and$ NN+3N $ (lnl) interactions.The above calculations show that the ab initio VS-IMSRG approach provides good descriptions for the odd-A nuclear energy spectrum, and the shell evolution can be adequately explained using the ESPE based on the effective valence space Hamiltonian derived from the VS-IMSRG using the EM1.8/2.0 and
$ NN+3N $ (lnl) interactions. Descriptions of odd-odd nuclei have shown that they are more sensitive to interactions [75]. We extend our analysis to the energy spectrum of odd-odd nuclei. For the P isotopes in Fig. 7, limited experimental data pose a challenge. Nonetheless, our ab initio calculations show consistency with the available experimental data for 38P and 40P, which also correspond with large-scale shell model calculations using SDPF-MU interactions [58]. No experimental data of low-lying state information of$ ^{42,44,46} $ P have been reported. The predicted level scheme for$ ^{42,44,46} $ P is shown and both interactions suggest a$ 0^- $ for the ground states, with experimental confirmation required to validate these theoretical predictions. For the Cl isotopes in Fig. 8, the VS-IMSRG calculations well reproduce the low excitation spectrum of 38Cl and hint at the possible presence of an undetected$ 2_2^- $ state in 40Cl. For$ ^{42,44,46} $ Cl isotopes, experiments have suggested that their ground states are$ 2^- $ [59, 61, 76]. VS-IMSRG calculations for the ground state of 44Cl are consistent with the results in Ref. [59], whereas our VS-IMSRG calculations with both interactions predict that the ground state of 42Cl is$ 3^- $ . For 46Cl, our ab initio calculations with the$ NN+3N $ (lnl) interaction and shell model calculations with the EPQQM interaction [35] yield a ground state of$ 0^- $ , whereas ab initio calculations with the EM1.8/2.0 interaction and large-scale shell model calculations with the SDPF-U interaction yield a ground state of$ 2^- $ [35]. The discrepancy in the predictions for the spin-parity of the 46Cl ground state underscores the urgent need for definitive experimental evidence.For odd-odd K isotopes, as depicted in Fig. 9, experimental studies have firmly established the ground state of 44K as
$ 2^- $ [77, 78]. This experimental determination agrees with our predictions from both EM1.8/2.0 and$ NN+3N $ (lnl) interactions, which accurately depict the ground and low-lying excited states. Theoretical calculations suggest that the ground state of 46K is also$ 2^- $ and primarily dominated by the$ \pi (0d_{3/2})^{-1} \nu (0f_{7/2})^{-1} $ configuration; the results are consistent with those in Ref. [79]. The two interactions offer differing predictions for the ground state of 48K. The ground state predicted from$ NN+3N $ (lnl) is$ 1^- $ , which is consistent with the suggested ground states in Ref. [80], whereas the calculations with EM1.8/2.0 give a ground state of$ 2^- $ . The ground state of 50K and 52K remains experimentally unconfirmed, highlighting a critical area for future research to validate our current understanding of nuclear forces. Moreover, the excited states are predicted in our ab initio VS-IMSRG calculations, which may provide a basis for future experiments.
Ab initio valence-space in-medium similarity renormalization group calculations for neutron-rich P, Cl, and K isotopes
- Received Date: 2024-02-21
- Available Online: 2024-07-15
Abstract: Neutron-rich P, Cl, and K isotopes, particularly those with neutron numbers of approximately